A seminar in Hong Kong exploring SFC investigation, including offences, obligations, and privileges under the Securities & Futures Ordinance (Cap 571), SFC interviews etc.
14:00 - 16:00
Date: 28 December 2024
Time: 14:00 – 16:00
CPD Units: 2 units
Fee: $250 for AIA and ACIA / $300 for non-members
Language: Chinese (Supplemented with English PPT)
Venue: Lecture Theater WK-N213, 2/F North Tower, PolyU HKCC (West Kowloon Campus)
Address: 9 Hoi Ting Road, Yau Ma Tei, Kowloon
Remarks: CPD Certificate will be sent via email after attended the seminar
The seminar will provide real Case sharing in this seminar under the following contents:
A) Power to investigate under the SFO
B) Persons in an investigation
C) Offences in relation to investigation
D) Obligations & Privileges under the SFO (search warrant here)
E) Insider dealing under the SFO
During this seminar, Ms. Katrina Kwan will share her legal knowledge and practical experience in relation to SFC investigation, including but not limited to offences, obligations, and privileges under the Securities and Futures Ordinance (Cap 571), SFC interviews; etc.
REGISTRATION FORM
REGISTER ONLINE