SFC Investigation (Hong Kong)

A webinar which will discuss SFC investigation, including offences, obligations, and privileges under the Securities and Futures Ordinance (Cap 571), SFC interviews.

19:00 - 20:00

Date: 24 July 2024

During this webinar, Ms. Katrina Kwan will share her legal knowledge and practical experience in relation to SFC investigation, including but not limited to offences, obligations, and privileges under the Securities and Futures Ordinance (Cap 571), SFC interviews; etc.

Topics in discussion:

  • Power to investigate under the SFO
  • Persons in an investigation
  • Offences in relation to investigation
  • Obligations & Privileges under the SFO (search warrant here)
  • Insider dealing under the SFO

Time: 19:00 – 20:00

CPD Units: 1 units

Fee: $100 for AIA or ACIA / $150 for non-members

Language: Chinese (Supplemented with Chinese and English PPT)

Remarks:

  • Zoom link will be sent to your email after registration form and payment received
  • CPD Certificate will be sent via email after the seminar
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