A seminar exploring recent business and compliance trends of the payment industry in Hong Kong.
13:00 - 15:00
This is Part 1 of the two-part seminar on 16 September.
Click here for Part 2.
Fee: $100 for AIA / $150 for non-members (Free for PolyU HKCC and SPEED students)
Language: Chinese (Supplemented with English PPT)
Venue: Lecture Theatre WK-S215, 2/F South Tower, PolyU Hong Kong Community College (West Kowloon Campus)
Address: 9 Hoi Ting Road, Yau Ma Tei, Kowloon
CPD Units: 2 Units
Remarks: CPD Certificate will be sent via email after the seminar
Part 1: How to effectively maintain your MSO License: Understanding the practical operation, anti-money laundering and GRC
1. The basics of MSO Licensing Guide
2. Ongoing Obligations (Licensing Guide Section XI)
3. How to maintain your Client Relationships (Client Onboarding / Ongoing Monitoring)
4. How to maintain your Business Relationships (Local / Overseas business partners)
5. How to maintain your Bank Accounts (if any)
6. How to study for the Competence Assessment
Part 2: A Practical Discussion on how to maintain your MSO license properly
1. Understanding the basic of Money Laundering and Terrorist Financing
2. Understanding the principles of Customer Due Diligence and what actions to undertake incomplete CDD
3. The importance roles of accountant to anti-money laundering
4. Understand the definition of GRC and how to power your business
Register online or complete the registration form and send to hongkong@aiaworldwide.com
REGISTER ONLINE REGISTRATION FORM
Mr. Boris Luk is a seasoned professional in the fields of corporate governance and compliance, with extensive experience in company secretarial and compliance matters. He holds a Master of Philosophy in Management, Master of Business Administration, Master of Laws, and Bachelor of Laws, and is a chartered governance professional, qualified accountant and Forensic CPA.
Boris has over 5 years of experience as Chief Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) for numerous multinational licensed corporations.
Mr. Tao Wong graduated with a BSc in Business Administration and Finance from the University of Kansas of United States. Tao Wong entered the financial industry at Haitong International Securities Group Limited (previously “Taifook Securities”).
In 2017, Tao Wong co-founded ComplianceOne Consulting Limited (“ComplianceOne”). He is currently the Partner of the Company and is responsible for providing advisory services to various types of financial institutions. He is an expert in designing strategic planning and tailor made operational plans for clients, helping hundreds of financial institutions, including licensed corporations, licensed money service operators, and other corporations to comply with the AMLO and the related regulations in Hong Kong. Over the years, he has handled hundreds of licensing cases, external AML Audits, and compliance inspections.